Harvard Law 3, Yale Law 1: Plagiarism or Ghostwriting?
It appears that the Ayres plagiarism follows much the same pattern as the plagiarism by the Harvard authors: In a generally original work that makes important contributions to the literature, some lifted text goes unattributed. Ayres, like his Harvard predecessors, has pleaded carelessness, and promised a correction in the next edition. Here's what Ayres says (in a quote that I have borrowed, with attribution, from the Yale Daily News Story linked above): “It has recently come to my attention that in several brief instances in the book, my language is too close to the sourced material and I should have used quotation marks to set it apart from my text. . . . I apologize for these errors and my publisher has agreed to make appropriate changes in future printings of the book.”
The problem with this explanation---whether used by Ayres or the others---is that it explains how a verbatim quotation can end up unattributed but is not so credible in explaining how an almost-verbatim paraphrase ends up unattributed. Especially when one works with electronic files, it's easy to lose a set of quotation marks and, when compiling a book from notes, to mistakenly believe that text you have copied from someone else and meant to quote, was in fact your own.
But paraphrases in which the sentence structure is altered ever so slightly is much harder to explain as the result of inadvertence. Consider the following passages (noted first in a NY Times book review by David Leonhardt and also discussed in the Yale Daily News article, from which I have borrowed the quotations---again with attribution).
Leonhardt wrote: “Their son had been sick for months, with fevers that just would not go away. The doctors on weekend duty ordered blood tests, which showed that the boy had leukemia.”
Ayres wrote: “The boy had been sick for months, with a fever that just would not go away. The doctors on duty that day ordered blood tests, which showed that the boy had leukemia.”
Now, it's conceivable that Ayres first inadvertently lost the quotation marks, and then, when editing for style what he thought was his own prose, made the minor changes above, but it's also a plausible inference that the paraphrase was introduced deliberately so that Ayres could claim that he wasn't quoting and thus didn't need to attribute. I'd like to believe it was the former phenomenon, but I think the latter inference is more plausible.
And if that's right in the Ayres case or in the case of the Harvard authors' books, then we have a more serious problem, because then we have prominent faculty who think that it's acceptable to change another author's words ever so slightly to avoid having to give attribution. This is plainly not the standard, even for trade books (an excuse sometimes offered in these cases).
But now we come to the nub of the problem: How likely is it that Ayres or the other authors would risk their academic reputations to avoid attribution? Isn't it much more likely that what we have here is a ghostwriting scandal masquerading as a plagiarism scandal? For it's easier to believe that a research assistant whose own reputation is not on the line and who may not be as familiar with the norms of attribution (even if he or she should be) would ever so slightly change the prose of another author as a means of cutting corners on a project that has been delegated to him or her.
I raise this question painfully aware that as a co-author, former research assistant and friend of Larry Tribe, readers will infer something about his own practices from my asking it, and so I'll say that I did not ghost-write anything substantial for Larry's academic projects when I worked as his research assistant. My speculations about the failure to attribute in his work (which does not include anything I worked on) are just speculations, just as I'm speculating about ghostwriting in the work of Ayres and the others.
Finally, let me suggest that if I'm right that these cases are really ghostwriting scandals, then we ought to be able to find instances of plagiarism in judicial decisions, since the very students who work as research assistants for the likes of Harvard and Yale Law professors often go on to clerk for federal judges, and it's a completely open fact that much of what law clerks do is to ghost-write for their judges.Posted by Mike Dorf
8 Comments:
At 3:40 PM,
Aron said…
I'm curious how you're using the term "attribution" here. Ayres cited the sources for all the passages in endnotes, but he sometimes paraphrased, and in one case quoted, without using quotation marks. This doesn't seem like an intentional effort to get away with not attributing -- not only because Ayres did attribute in the sense of citing the source, but also because he couldn't have possibly thought he would get away with anything as the sources are right there in the endnotes.
If there's an explanation other than sloppiness, it's not intentional wrongdoing, but a failure to fully assimilate the "norms" against plagiarism. It isn't surprising that law professors are often guilty of this, since the norms appear to be different in legal writing than elsewhere.
At 3:50 PM,
Aron said…
I overlooked your final paragraph:
Finally, let me suggest that if I'm right that these cases are really ghostwriting scandals, then we ought to be able to find instances of plagiarism in judicial decisions . . . .
I think you'll find countless examples of paraphrasing without quotation marks, but with citation -- not because clerks did the ghost-writing, but because this is perfectly normal in legal writing.
At 4:07 PM,
Michael C. Dorf said…
I suppose I'm using "attribution" to mean attribution of both ideas/facts and language. I agree that Ayres provided attribution for ideas and facts taken from the sources he cites, but think it's still fair to say that he failed to provide attribution for the language.
As for legal writing, I just disagree. If case x quotes case y (for more than a few words), quotation marks should be used. Quotation marks are not necessary in a legal opinion for a paraphrase that substantially changes the wording (although I agree with aron that citation is required), and a judge (or her law clerk) may well have a legitimate reason for paraphrasing without changing the substance---e.g., the reformulation is easier to follow as a rule of law---but there will rarely be a legitimate justification for the author of an academic (or trade) work to avoid using quotation marks by making trivial changes to someone else's language.
At 4:25 PM,
Aron said…
To take one essentially random example:
A "paraphrase" without quotation marks:
Rule 56(c) mandates the entry of summary judgment, after adequate time for discovery and upon motion, against a party who fails to make a showing sufficient to establish the existence of an element essential to that party's case, and on which that party will bear the burden of proof at trial. Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986).
Gil v. Amtrak, 2007 U.S. Dist. LEXIS 56002 (E.D.N.Y. 2007)
And the original passage:
In our view, the plain language of Rule 56(c) mandates the entry of summary judgment, after adequate time for discovery and upon motion, against a party who fails to make a showing sufficient to establish the existence of an element essential to that party's case, and on which that party will bear the burden of proof at trial.
Celotex Corp. v. Catrett, 477 U.S. 317 (1986)
At 4:44 PM,
Michael C. Dorf said…
Ah, perhaps the key here is the use of the citation without the signal "see" preceding it, so as to indicate direct authority in which the paraphrase doesn't change much. In judicial opinions, this is probably acceptable where citing an earlier case. That still doesn't make it acceptable for an academic work that borrows most of the wording of another academic work.
At 4:50 PM,
Aron said…
I agree it's not acceptable in an academic (or trade) work. My point is it is acceptable in non-academic legal writing, which explains, but does not justify, why legal academics might be prone to it.
At 5:46 PM,
Tam said…
Your ghost-writing theory makes good sense in the instance of plagiarism you excerpted, because what motivation could there be - besides laziness - for not attributing that text? It's just a simple statement of fact, not some great idea or some particularly clever or eloquent way to state something.
At 9:24 AM,
Stuart Buck said…
I think that the notion of "plagiarism" in judicial opinions ought to be very different than the notion of plagiarism in academic work. Judicial opinions, far from trying to come up with a novel idea, are usually aimed at doing quite the opposite, i.e., at following existing precedent. The typical district court judge is infinitely more comfortable if he/she can cobble together an opinion from quotations of Supreme Court and appellate opinions, as opposed to the situation wherein he/she is the first in the country to address a particular question. So what might look like plagiarism is really just stare decisis in action.
By saying, "ghostwriting scandal masquerading as a plagiarism scandal," are you suggesting that ghostwriting is any better than plagiarism? I don't see how that could be true. The cardinal sin in both cases is dishonesty, because you're not really doing the work put out under your name. I'd like to see whether a student accused of deliberate plagiarism in an assignment could get off the hook by claiming that he just failed to monitor the other students that were paid to do the work.
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