Is a Religious Conversion Mitigating When it Doesn't Prevent Murder?
Yesterday's Supreme Court decision in Ayers v. Belmontes is arguably another example of the point I made a few days ago about the handicaps our system of concrete review imposes. The case presented the question whether California's catchall factor in capital sentencing permitted the jury to give full mitigating force to the defendant's proffered evidence that his religious awakening would lead him, if spared, to spend his life in prison serving others. Earlier cases had upheld California's provision (k) in other contexts, and so did this one, even though factor (k)'s specific language seems to focus only on the circumstances of the crime, rather than the perpetrator's character apart from the crime. The factor invites jurors to consider "[a]ny other circumstance which extenuates the gravity of the crime even though it is not a legal excuse for the crime.” As Justice Stevens (for himself and Justices Souter, Ginsburg, and Breyer) argued in dissent, in light of the lawyers' arguments and the law at the time of the sentencing hearing, the jury could have thought that this instruction made the evidence concerning Belmontes' potential for good deeds in prison irrelevant.
Maybe that's right; maybe it's wrong. But it strikes me that this is an especially odd case in which to decide the question, given that the defendant's theory of mitigation is bizarre on its face. He claimed -- and he had supporting testimony from ministers -- that when he had previously been incarcerated as a youth, he had undergone a religious awakening, and done good works. Based on this experience and his sincere religious beliefs, he argued, he should be spared for the good he would do by living out his days in prison as a Christian. EXCEPT THAT AFTER HIS FIRST RELIGIOUS AWAKENING HE KILLED A 19-YEAR-OLD WOMAN BY BLUDGEONING HER 15 TO 20 TIMES WITH A STEEL DUMBBELL. It is simply not plausible that a jury would think that his religious convictions were insufficient to prevent him from committing murder, yet productive of enough good to count for anything in mitigation of his sentence.
Consequently, the majority is right when it says that factor (k) gave the jury an adequate opportunity to consider the mitigating force of Belmontes' evidence, because that evidence cannot have had any serious mitigating force at all. Unfortunately, however, the case will stand as a precedent in California in cases in which the evidence ought to have real mitigating force, such as circumstances in which the evidence of repentance occurs AFTER the crime.
Maybe that's right; maybe it's wrong. But it strikes me that this is an especially odd case in which to decide the question, given that the defendant's theory of mitigation is bizarre on its face. He claimed -- and he had supporting testimony from ministers -- that when he had previously been incarcerated as a youth, he had undergone a religious awakening, and done good works. Based on this experience and his sincere religious beliefs, he argued, he should be spared for the good he would do by living out his days in prison as a Christian. EXCEPT THAT AFTER HIS FIRST RELIGIOUS AWAKENING HE KILLED A 19-YEAR-OLD WOMAN BY BLUDGEONING HER 15 TO 20 TIMES WITH A STEEL DUMBBELL. It is simply not plausible that a jury would think that his religious convictions were insufficient to prevent him from committing murder, yet productive of enough good to count for anything in mitigation of his sentence.
Consequently, the majority is right when it says that factor (k) gave the jury an adequate opportunity to consider the mitigating force of Belmontes' evidence, because that evidence cannot have had any serious mitigating force at all. Unfortunately, however, the case will stand as a precedent in California in cases in which the evidence ought to have real mitigating force, such as circumstances in which the evidence of repentance occurs AFTER the crime.
4 Comments:
At 10:29 AM,
Trevor Morrison said…
The Ayers case is interesting for many reasons, including, for us here at Dorf on Law, that it's written by one of Mike's former bosses (Justice Kennedy), reversing another of his former bosses (Judge Reinhardt).
More substantively, the case is also a prime example of a tactic one sometimes sees in criminal cases before the Court: Grant cert in a case where the facts are particularly bad for the prisoner, and then decide it on a ground that goes way beyond those facts and that would be harder to justify in the instant case if the facts were less extreme.
At 10:33 AM,
Caleb said…
I'm curious as to what you mean when you say the majority was right in this case, but not in others? It seems like there are two possibilities: 1) the majority decided the case wrongly, but the result was one we would have wanted, and 2) the majority decided correctly, but because of the Court's prestige/precedential power the decision will have applications that reach further than they should.
Under 1), didn't the majority decide the case wrongly anyways? If factor (k) would not allow sufficient consideration of jailhouse conversions when we would want them to have an effect on sentencing, then surely it doesn't change that fact when we wouldn't want the factors (that aren't being considered) to have an effect. Either way they were not properly considered.
Under 2) do you think it is the court's fault for not writing an opinion that was nuanced enough to take those future cases into account (say some dicta about why this might not apply in other cases)? Or do you think this is a wider condemnation of the certiori process where a case that has the "wrong facts" could get accepted and then have a bad precedential effect on other cases? How much do the judges know about the cases they are deciding to accept? Could they screen for "bad facts" better than they are now? Do they have some sort of responsibility to look for "archetypal" cases, rather than anything that happens to mention a statute they want to rule on? (This duty might run up against the reality of available cases, but perhaps more restraint would be in order?)
At 3:28 PM,
Michael C. Dorf said…
All I meant by the Court was right is that the Court was probably right to reverse, but for reasons having nothing to do with what the majority actually said. Namely, harmless error. Going forward, I think that if there were real evidence that mitigated w/r/t character but not the offense, then the dissent has the better of the argument. So, both Judge Reinhardt and Justice Kennedy were right (and sadly, both were also wrong).
At 1:10 AM,
Anonymous said…
"Unfortunately, however, the case will stand as a precedent in California..."
Probably not a big concern. Between this decision, the other two Supreme Court cases upholding factor (k), and a California Supreme Court case clarifying that the factor includes forward-looking evidence, the law is now extraordinarily well-settled that juries can use such evidence.
To my mind, the prospective effect of those clarifying cases means the only possible issue was in Belmontes' case, decided before the clarifying cases came down.
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